TKC Privacy Policy
TKC WEALTH MANAGEMENT, LLC
Privacy Notice
In accordance with the Gramm-Leach-Bliley Act of 1999, Title V, we adhere to the privacy policy of TKC Wealth Management, LLC, and provide you this notice of our policy for maintaining the privacy, accuracy, and security of your customer information. Our customer privacy policy covers all products, services, and support offered.
We routinely collect and maintain information about you and your account activity so we can provide appropriate, accurate, and timely products, services, and support, and to satisfy various legal, regulatory, and supervisory requirements. We DO NOT disclose information on current or former customers to any party except as required by regulatory rules or by law. We may share information we collect from you with other financial firms with which we conduct business but only for the purposes of handling customer account transactions. We collect the following nonpublic personal information for the purposes outlined above:
- Financial profile information. This is information you furnish to us that we use to determine client suitability and to assist in the financial planning process. Examples are your net worth, annual income, tax bracket, investment objectives, and prior investment experience.
- Account establishment information. This is information you furnish to us on forms used to open accounts or establish services. Examples are your name and address, Social Security number, bank account information, and beneficiary designations.
- Account activity information. This is information that we receive from you and from the various entities that provide financial products or services for our customers. Examples are investment account statements, account change documents, and requests from you for specific services or support.
We value the trust you place in us. To maintain that trust, we have safeguards in place to protect the privacy of your nonpublic personal information. We restrict access to your personal and account information to only those who need to know that information to provide products, services, or support to you. We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal information.
As a client of a TKC Wealth Management LLC, whose IARs are registered representatives of Landolt Securities, Inc., you are giving TKC Wealth Management LLC and its associated persons your permission to access and use your personal and financial information and to allow that information to be used by TKC Wealth Management, Fidelity Investments and Landolt Securities, Inc., as appropriate for the purpose of establishing your investment management relationship with TKC Wealth Management LLC.
If you should have any questions about our customer privacy policy, please contact our main office at 214-389-2000 or contact the firm’s Compliance department via email at compliance@tkcadvisors.com. You may also opt out if you wish by emailing us at compliance@tkcadvisors.com.
If you should have a complaint regarding the investment management services please contact us at compliance@tkcadvisors.com with issues related to the brokerage products offered through Landolt Securities, Inc. (annuities, private placements, mutual funds), please contact them at info@landoltsecurities.com.